Compliance Officer
Overview
This is an exciting opportunity for a motivated individual to join the busy compliance function, as a Compliance Officer. The role is ideal for an individual who has some experience in compliance, preferably with a professional related qualification. We will train bright, committed team players to a recognised compliance qualification and beyond.
Required Skills
- Good working knowledge of the JFSC handbook
- Strong analytical skills and the ability to multi-task
- Critical problem-solving ability. You'll often have to make decisions on the information available, which is not always in black and white
- Great attention to detail
- Excellent verbal and written communication skills
- Have the ability to work under pressure and meet a range of deadlines
Key Responsibilities
Reporting to the Compliance Manager and MLRO, responsibilities include:
- To contribute to the effective operation of the compliance function of the company
- To assist with the ongoing customer risk reviews, including management of communication and correspondence
- To keep up to date and provide advisory services to employees on compliance, regulatory (GFSC and JFSC Handbooks) and AML/CTF issues
- To assist with all aspects of the Compliance Monitoring Programme
- To assist with compliance issues arising from customer communications
- To review marketing material to ensure compliance meet with regulatory requirements